Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you L? Claim Your ProfileL Maurice Rowe is a financial advisor at MML Investors Services, LLC. L Rowe has been in the industry since March 1996 and has a total of 24 state registrations and 2 IA state registrations. L Rowe is also a registered representative of FINRA and the Securities Industry and Financial Markets Association (SIFMA) and has passed Series 6, 7 and 66 examinations. L Rowe specializes in financial planning, pension consulting and asset allocation programs. L Rowe works with high-net-worth individuals, corporations, pension and profit sharing plans, insurance companies and charitable organizations. L Rowe has previous experience with Park Avenue Securities LLC and Guardian Investor Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
03/28/2022 - Present
MML Investors Services, LLC (Bethesda MD)
MD
05/03/1999 - 03/24/2022
PARK AVENUE SECURITIES LLC (CHEVY CHASE MD)
NY
11/04/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MN
03/19/1996 - 11/19/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 08/17/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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