Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you L? Claim Your ProfileL Marc Shegoski is a financial advisor at UBS Financial Services Inc. L Marc has been in the industry since March 1981 and has been with UBS since January 1995. L Marc has a wide range of experience and holds both Series 7 and Series 63 licenses. L Marc is registered to provide investment advice in 48 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/06/2010 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NY
02/25/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
10/12/1987 - 02/23/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/09/1985 - 10/19/1987
P. R. BURKE & CO.
NA
08/04/1982 - 02/01/1985
OPPENHEIMER & CO., INC.
NA
03/23/1981 - 08/10/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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