Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you L james? Claim Your ProfileL james Marco is a financial advisor with over 25 years of experience in the industry. L james has worked for several firms including Key Investment Services LLC, MetLife Securities Inc., LPL Financial LLC and currently at J.p. Morgan Securities LLC. L james specializes in providing financial advice to individuals, businesses, pension and profit-sharing plans and charitable organizations. L james holds a Series 6, Series 63, Series 65 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
01/10/2024 - Present
J.p. Morgan Securities LLC (Schenectady NY)
NY
02/10/2016 - 12/05/2023
KEY INVESTMENT SERVICES LLC (Ballston Spa NY)
NY
07/25/2014 - 08/05/2015
METLIFE SECURITIES INC. (LATHAM NY)
NY
06/14/2010 - 01/21/2014
LPL FINANCIAL LLC (SCHENECTADY NY)
NY
12/11/2006 - 06/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (SCHENECTADY NY)
NY
08/18/2004 - 07/06/2006
MML INVESTORS SERVICES, INC. (LATHAM NY)
NY
07/07/1997 - 08/11/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/07/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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