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L. erika Erika Najarian

UBS Securities LLC

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About L. erika Erika Najarian

L. erika Najarian is a financial advisor who has been in the industry since 2004. L. erika is currently registered with UBS Securities LLC. L. erika has previously been registered with a number of firms, including Bank of America Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Advest, Inc. L. erika has a number of licenses, including Series 7, Series 63, Series 86, and Series 87. L. erika is registered in all 50 states and the District of Columbia.

Firm Information

L. erika Najarian is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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L. erika Najarian’s Registration & Firm History

NY

09/27/2021 - Present

UBS Securities LLC (NEW YORK NY)

NY

05/10/2019 - 09/21/2021

BOFA SECURITIES, INC. (NEW YORK NY)

NY

10/14/2010 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/17/2009 - 08/25/2010

UBS SECURITIES LLC (NEW YORK NY)

NY

01/26/2006 - 06/22/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

04/29/2005 - 01/27/2006

ADVEST, INC. (HARTFORD CT)

OH

02/09/2004 - 05/02/2005

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

TN

12/15/2003 - 02/09/2004

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

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Licenses & Designations

BC

Issued 03/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/06/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/04/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for L. erika Erika Najarian.
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