Unclaimed
L. Calvin Decker is a financial advisor with Wells Fargo Clearing Services, LLC. L. Calvin has been working in the financial services industry since May 2003. L. Calvin Decker is registered with the Securities and Exchange Commission (SEC) and FINRA, as well as with the state securities regulators in several states. L. Calvin is also registered as an investment advisor representative. L. Calvin has a wide range of experience in the financial services industry. L. Calvin has a particular focus on investment consulting services to institutional clients. L. Calvin is committed to providing personalized financial advice to help individuals and families achieve their financial goals. L. Calvin is a member of the FINRA and is also registered with the state securities regulators in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/12/2018 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
KY
02/08/2008 - 07/20/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
GA
06/02/2003 - 11/30/2007
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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