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Kyung kyu george Lee

Mizuho Securities USA LLC

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About Kyung kyu george Lee

Kyung kyu george Lee is a registered representative with Mizuho Securities USA LLC. Kyung kyu george Lee has been in the securities industry for over 14 years. Kyung kyu george Lee's current registration is active in all 50 states and the District of Columbia. Kyung kyu george Lee holds a Series 63, Series 24, SIE, and Series 79 license. Kyung kyu george Lee was previously registered with BARCLAYS CAPITAL INC.

Firm Information

Kyung kyu george Lee is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Kyung kyu george Lee’s Registration & Firm History

NY

08/05/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/09/2010 - 08/23/2024

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/14/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyung kyu george Lee.
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