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Kyoo bok B Lee

Charles Schwab & CO., Inc.

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About Kyoo bok B Lee

Kyoo Bok Lee is a financial professional with over 30 years of experience in the industry. Kyoo Bok is currently registered as a Registered Representative with Charles Schwab & Co., Inc. and is also an Investment Advisor Representative. Kyoo Bok has previously worked with TD Ameritrade, Inc. and Pruco Securities Corporation. Kyoo Bok holds a Series 6, Series 7, Series 9, Series 10, Series 66, and SIE license. Kyoo Bok is currently registered in 25 states.

Firm Information

Kyoo bok Lee is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kyoo bok Lee’s Registration & Firm History

NJ

03/14/2022 - Present

Charles Schwab & CO., Inc. (Millburn NJ)

NJ

02/16/2005 - 07/29/2024

TD AMERITRADE, INC. (Millburn NJ)

TX

07/23/1999 - 01/06/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NJ

02/25/1993 - 07/01/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 03/05/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/21/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/27/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/24/1997

Series 7 - General Securities Representative Examination

BC

Issued 02/23/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Kyoo bok B Lee. Review regulatory record here.
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