Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyong? Claim Your ProfileKyong Kim is an investment advisor representative with Cetera Investment Advisers LLC. Kyong Kim has over 28 years of experience in the financial services industry. Kyong Kim has been registered with the Securities and Exchange Commission (SEC) since 2001. Kyong Kim has held previous positions with First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, Investors Capital Corp., VSR Financial Services, Inc., Colorado Financial Service Corporation, Brookstone Securities, Inc., Multi-Financial Securities Corporation, Old Mutual Investment Partners, Gunnallen Financial, Inc, Wachovia Securities Financial Network, Inc., JWGenesis Financial Group, Inc and Chatfield Dean & Co., Inc. Kyong Kim is also registered with the Financial Industry Regulatory Authority (FINRA).
Firestone, CO
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
06/29/2023 - Present
Cetera Investment Advisers LLC (Firestone CO)
CA
01/26/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
01/26/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CA
01/26/2016 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
FL
01/26/2016 - 12/14/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
01/26/2016 - 11/09/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
KS
01/26/2016 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CO
07/02/2012 - 06/04/2015
COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)
FL
03/08/2010 - 06/20/2012
BROOKSTONE SECURITIES, INC. (LAKELAND FL)
CO
10/17/2006 - 03/01/2010
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
CO
03/24/2006 - 10/02/2006
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
FL
08/19/2002 - 03/22/2006
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MO
01/02/2001 - 08/22/2002
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
01/04/1999 - 01/02/2001
JWGENESIS FINANCIAL GROUP, INC (BOCA RATON FL)
CO
08/24/1994 - 01/04/1999
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 7/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/12/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/30/2003
Series 4 - Registered Options Principal Examination
BC
Issued 10/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 8/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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