Unclaimed
Kyndra Jean Chaffin is a registered representative with Raymond James & Associates, Inc. Kyndra has been in the industry since January 14, 1998, and has a strong track record of providing financial guidance to individuals, families, and businesses. Kyndra has a broad range of experience in the financial services industry, including positions at SunTrust Investment Services, Inc., SunTrust Capital Markets, Inc., UBS PaineWebber Inc., and J.C. Bradford & Co. Kyndra is committed to providing her clients with personalized financial advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/22/2006 - Present
Raymond James & Associates, Inc. (NASHVILLE TN)
TN
06/30/2005 - 06/15/2006
SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)
GA
07/05/2002 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NJ
08/14/2000 - 07/18/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/15/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 02/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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