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Kylie Anne Roman

Rockefeller Financial LLC

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About Kylie Anne Roman

Kylie Anne Roman is a financial advisor with over 11 years of experience in the industry. Kylie is currently registered with Rockefeller Financial LLC, a firm with over $50 billion in assets under management. She holds a Certified Financial Planner designation and is registered in 39 states. Kylie has previously worked with Truist Investment Services, Inc. and BB&T Securities, LLC.

Firm Information

Kylie Roman is currently registered with Rockefeller Financial LLC. Rockefeller Financial LLC is a Limited Liability Company formed in 2017 and headquartered in New York, NY. The firm has over 500 employees and manages over $50 billion in assets for clients including high-net-worth individuals, corporations, and charitable organizations. Their services include financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Rockefeller Financial LLC

45 ROCKEFELLER PLAZA

NEW YORK, NY 10111

$51.82B

Assets Under Management

161

Total Clients

747

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kylie Roman’s Registration & Firm History

VA

02/01/2024 - Present

Rockefeller Financial LLC (Richmond VA)

VA

02/17/2021 - 02/05/2024

TRUIST INVESTMENT SERVICES, INC. (RICHMOND VA)

VA

03/14/2014 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

VA

02/28/2014 - 03/10/2014

DAVENPORT & COMPANY LLC (RICHMOND VA)

VA

10/25/2012 - 02/17/2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RICHMOND VA)

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Licenses & Designations

BOTH

Issued 12/15/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/18/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/20/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kylie Anne Roman.
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