Unclaimed
Kyle Winters is a financial advisor with Robinhood Financial, LLC. Kyle has been in the financial services industry since March 16, 2011. Kyle is licensed to sell securities in 53 states and the District of Columbia. Kyle holds Series 4, 6, 7, 24 and 63 securities licenses. Kyle is also a licensed investment advisor in Colorado. Kyle is a registered principal with FINRA and a registered representative with Robinhood Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/22/2020 - Present
Robinhood Financial, LLC (Denver CO)
CO
02/25/2011 - 09/28/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
02/22/2011 - 02/25/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
IA
Issued 02/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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