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Kyle Winters

Robinhood Financial, LLC

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About Kyle Winters

Kyle Winters is a financial advisor with Robinhood Financial, LLC. Kyle has been in the financial services industry since March 16, 2011. Kyle is licensed to sell securities in 53 states and the District of Columbia. Kyle holds Series 4, 6, 7, 24 and 63 securities licenses. Kyle is also a licensed investment advisor in Colorado. Kyle is a registered principal with FINRA and a registered representative with Robinhood Financial, LLC.

Firm Information

Kyle Winters is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Winters’s Registration & Firm History

CO

10/22/2020 - Present

Robinhood Financial, LLC (Denver CO)

CO

02/25/2011 - 09/28/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

02/22/2011 - 02/25/2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

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Licenses & Designations

IA

Issued 02/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/03/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2023

Series 4 - Registered Options Principal Examination

BC

Issued 11/23/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2012

Series 7 - General Securities Representative Examination

BC

Issued 02/21/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyle Winters.
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