Unclaimed
Kyle Brister is a financial advisor registered with Wells Fargo Securities, LLC. Kyle has been in the financial industry for over 12 years, and has a wide range of experience in the securities industry. Kyle holds a Series 66, Series 39, Series 26, Series 14, Series 24, Series 82TO, Series 52TO, Series 6TO, Series 99TO, Series 22TO, Series 99, SIE, and Series 7 license. Kyle is registered to conduct business in New York. Kyle was previously registered with Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, UBS Financial Services Inc., and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/21/2020 - Present
Wells Fargo Securities, LLC (New York NY)
NY
10/09/2020 - 12/23/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/10/2015 - 09/09/2020
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NJ
11/17/2010 - 05/29/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
08/04/2010 - 10/22/2010
MORGAN STANLEY SMITH BARNEY (TOMS RIVER NJ)
BOTH
Issued 10/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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