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Kyle Thomas Ripp

Smbc Nikko Securities America, Inc.

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About Kyle Thomas Ripp

Kyle Thomas Ripp is a financial professional with over 8 years of experience in the financial services industry. Kyle Ripp is currently registered with Smbc Nikko Securities America, Inc. and is licensed to conduct business in all 50 states. Kyle Ripp has previously held positions with RBC Capital Markets, LLC, Citigroup Global Markets Inc. and Credit Agricole Securities (USA) Inc. Kyle Ripp holds FINRA Series 7, 79 and 63 licenses, as well as the SIE exam. Kyle Ripp's focus is on providing clients with personalized financial advice and investment strategies.

Firm Information

Kyle Ripp is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Ripp’s Registration & Firm History

NY

11/30/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

06/17/2021 - 11/16/2023

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/14/2020 - 06/09/2021

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/07/2017 - 12/13/2019

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

12/02/2014 - 11/20/2017

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/02/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Kyle Thomas Ripp.
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