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Kyle Steven Cady

Cetera Advisors LLC

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About Kyle Steven Cady

Kyle Steven Cady is a financial professional with over 3 years of experience in the financial services industry. Kyle holds Series 7, 24, and 63 licenses. Kyle is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Kyle is also registered in Arizona. Previously, Kyle worked at Vanguard Marketing Corporation.

Firm Information

Kyle Cady is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Cady’s Registration & Firm History

CA

12/08/2023 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

AZ

10/30/2020 - 11/29/2023

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 11/09/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/05/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyle Steven Cady.
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