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Kyle Solomon

Finalis Securities LLC

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About Kyle Solomon

Kyle Solomon is a registered representative with Finalis Securities LLC, a firm located in New York, NY. Kyle has been in the securities industry since 1994 and has experience in investment banking. Kyle holds FINRA Series 7, 24, 55, 63, and SIE licenses, and holds registrations in Massachusetts, New York, and Pennsylvania. Prior to joining Finalis Securities, Kyle was a registered representative at Cowen and Company, RBC Capital Markets, LLC, Oppenheimer & Co. Inc., and CIBC World Markets Corp.

Firm Information

Kyle Solomon is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Solomon’s Registration & Firm History

NY

10/09/2023 - Present

Finalis Securities LLC (New York NY)

NY

09/16/2011 - 09/07/2023

COWEN AND COMPANY (NEW YORK NY)

NY

04/10/2008 - 08/19/2011

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/14/2008 - 04/10/2008

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

02/08/1996 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

01/28/1994 - 02/05/1996

REPUBLIC NEW YORK SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2008

Series 24 - General Securities Principal Examination

BC

Issued 11/17/1994

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 07/18/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyle Solomon.
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