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Kyle Patrick Smith

Broadridge Business Process Outsourcing, LLC

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About Kyle Patrick Smith

Kyle Smith is a financial professional with over 8 years of experience in the industry. Kyle is a registered representative with Broadridge Business Process Outsourcing, LLC. Kyle holds the Series 7, Series 24 and SIE licenses. Kyle's registration with FINRA began on 1/28/2015.

Firm Information

Kyle Smith is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Smith’s Registration & Firm History

NJ

01/28/2015 - Present

Broadridge Business Process Outsourcing, LLC (Newark NJ)

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Licenses & Designations

BC

Issued 03/15/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyle Patrick Smith.
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