Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Hartley is a financial advisor with over 26 years of experience in the financial services industry. Kyle is currently registered with Icapital Markets LLC. Kyle has been active in the industry since July 1997, having previously worked with ICAPITAL SECURITIES, LLC, FIRST UNION SECURITIES, INC., and FORUM CAPITAL MARKETS LLC. Kyle holds Series 7, Series 27, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
CT
07/17/2019 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
MO
06/05/2000 - 07/07/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
CT
07/09/1997 - 06/01/2000
FORUM CAPITAL MARKETS LLC (OLD GREENWICH CT)
BC
Issued 07/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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