Unclaimed
Kyle Shumway is a financial advisor with Fidelity Brokerage Services LLC. Kyle has been in the securities industry since 2006 and holds the Series 7, 9, 10, 63 and SIE licenses. Kyle is registered with FINRA and is located in Salt Lake City, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
07/03/2006 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 07/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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