Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Shipley is an active registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since March 24, 2012. Kyle has been registered with Merrill Lynch since April 26, 2016, and has been registered with Cobra Trading, Inc. and Geo Securities, Inc. in the past. Kyle has a diverse set of licenses and registrations, including Series 63, 66, 7, 9 and SIE. Kyle has a broad range of experience in the financial services industry and is able to provide clients with a variety of investment products and services. Kyle specializes in investments in equities, fixed income, mutual funds, variable products and options. Kyle is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/25/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
04/26/2016 - 08/02/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCKINNEY TX)
TX
03/08/2011 - 01/06/2015
COBRA TRADING, INC. (ALLEN TX)
TX
07/12/2001 - 12/03/2001
GEO SECURITIES, INC. (DALLAS TX)
BOTH
Issued 05/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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