Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Mallon is a registered representative associated with Smbc Nikko Securities America, Inc. Kyle has been active in the securities industry since 2018, and has been registered with Smbc Nikko Securities America, Inc. since April 2022. Prior to joining Smbc Nikko Securities America, Inc., Kyle was employed by MORGAN STANLEY & CO. LLC. Kyle is currently registered in 51 states for the sale of securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/08/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/09/2018 - 04/11/2022
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 10/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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