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Kyle James Rizzo

Northwestern Mutual Investment Services, LLC

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About Kyle James Rizzo

Kyle James Rizzo is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC and has been in the industry since 2017. Kyle Rizzo holds multiple licenses, including Series 6, 7, 24, 26, 51, 63, and 65 and is registered as a broker-dealer and investment advisor in multiple states, including Colorado, Florida, and Texas. Kyle Rizzo is a registered representative with Northwestern Mutual Investment Services, LLC, and an Investment Advisor Representative with Northwestern Mutual Wealth Management Company. Kyle Rizzo works at the branch office located in Englewood, CO. Prior to joining Northwestern Mutual, Kyle Rizzo worked with Foresters Financial Services, Inc.

Firm Information

Kyle Rizzo is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

304 INVERNESS WAY S

ENGLEWOOD, CO 80112

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kyle Rizzo’s Registration & Firm History

CO

09/25/2019 - Present

Northwestern Mutual Investment Services, LLC (ENGLEWOOD CO)

CO

02/06/2017 - 06/20/2019

FORESTERS FINANCIAL SERVICES, INC. (DENVER CO)

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Licenses & Designations

IA

Issued 1/10/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 2/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2018

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 7/6/2018

Series 24 - General Securities Principal Examination

BC

Issued 3/22/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/29/2018

Series 7 - General Securities Representative Examination

BC

Issued 2/6/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyle James Rizzo.
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