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Kyle James Richard

W G Securities, LLC

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About Kyle James Richard

Kyle James Richard is a financial advisor with W G Securities, LLC. Kyle has been a registered representative for over one year and has passed several exams including the Series 63, Series 24, and Series 79TO. Kyle is licensed to sell securities in Connecticut.

Firm Information

Kyle Richard is currently registered with W G Securities, LLC. W G Securities, LLC is a Limited Liability Company formed in December 2005. The firm is registered with the SEC and in 15 states, including Alaska, California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Nebraska, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Richard’s Registration & Firm History

CT

09/08/2020 - Present

W G Securities, LLC (WOODBRIDGE CT)

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Licenses & Designations

BC

Issued 12/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2021

Series 24 - General Securities Principal Examination

BC

Issued 08/31/2020

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2020

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyle James Richard.
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