Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle James Carter is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Kyle has been in the industry since 1996 and has worked with various firms including Nations Financial Group, Inc., Cambridge Investment Research, Inc. and Aegon USA Securities Inc. Kyle is registered in Iowa and has a series 63 and 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
08/08/2011 - Present
Cambridge Investment Research Advisors, Inc. (FAIRFIELD IA)
IA
03/10/2003 - 08/05/2011
NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)
IA
10/09/2001 - 02/27/2003
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IA
03/16/1998 - 09/26/2001
NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)
IA
09/17/1996 - 03/16/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BOTH
Issued 01/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/17/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/12/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kyle Carter is the right advisor for you? Invested Better is here to help.
