Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Lepley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since April 2008. Kyle has a Series 63 and Series 66 license and holds a Series 7, Series 10, and Series 24 license. Kyle is registered with the Securities and Exchange Commission (SEC) and has been a registered investment advisor representative (IAR) since 2012. Kyle is also registered in Connecticut and Rhode Island. Kyle's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., manages over $1 trillion in assets for individuals, corporations, and institutions. Kyle specializes in providing financial advice and investment management services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
08/27/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
MA
03/14/2008 - 06/02/2011
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
03/18/2009 - 08/19/2009
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BOTH
Issued 07/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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