Unclaimed
Kyle Goad is a financial professional with over 20 years of experience in the industry. Kyle has held positions at several firms, including Altruist Financial LLC, Dough LLC, TradeStation Securities, Inc., E*TRADE Securities LLC, Optionshouse, E*TRADE Securities LLC, Scottrade, Inc., and Charles Schwab & Co., Inc. Kyle is currently registered with HRT Financial LP in Chicago, Illinois. Kyle holds a variety of licenses and certifications, including Series 3, 4, 7, 24, 30, 55, 57TO, 63, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/18/2023 - Present
HRT Financial LP (Chicago IL)
CA
07/13/2021 - 05/19/2023
ALTRUIST FINANCIAL LLC (CULVER CITY CA)
IL
02/12/2019 - 06/23/2021
DOUGH LLC (CHICAGO IL)
IL
12/22/2015 - 01/15/2019
TRADESTATION SECURITIES, INC. (CHICAGO IL)
IL
08/25/2015 - 12/18/2015
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
04/17/2008 - 07/13/2015
OPTIONSHOUSE (CHICAGO IL)
IL
04/13/2005 - 12/04/2007
E*TRADE SECURITIES LLC (CHICAGO IL)
MO
08/28/2003 - 04/15/2005
SCOTTRADE, INC. (ST. LOUIS MO)
TX
08/28/2000 - 08/20/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 09/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 09/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/31/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2016
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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