Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Francis Javes is a financial professional with over 15 years of experience in the industry. Kyle is currently registered with Piper Sandler & Co. and is licensed to provide investment advice in multiple states. Kyle has a strong background in the financial services industry and specializes in providing portfolio management services. Kyle has previously worked with Dougherty & Company LLC and B.C. Ziegler and Company, and has a comprehensive understanding of the financial markets. Kyle's professional background includes experience in investment banking, operations, and municipal securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
05/09/2019 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
IL
02/14/2017 - 03/21/2019
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
MN
10/31/2014 - 02/08/2017
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
02/23/2007 - 11/03/2014
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 06/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/04/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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