Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Smith is a financial advisor with over 13 years of experience in the financial services industry. Kyle is currently registered with Wells Fargo Clearing Services, LLC in Ridgewood, New Jersey. Prior to joining Wells Fargo, Kyle worked for Fidelity Brokerage Services LLC and T. Rowe Price Investment Services, Inc. Kyle is a Certified Financial Planner and holds the Series 66, Series 7 and SIE licenses. Kyle specializes in providing financial planning, investment management and retirement planning services to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/05/2023 - Present
Wells Fargo Clearing Services, LLC (RIDGEWOOD NJ)
NJ
07/29/2013 - 01/09/2023
FIDELITY BROKERAGE SERVICES LLC (PARAMUS NJ)
NJ
06/28/2010 - 06/03/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (PARAMUS NJ)
MD
09/04/2009 - 06/16/2010
WADDELL & REED, INC. (OWINGS MILL MD)
BOTH
Issued 11/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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