Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle David Peterson is a registered representative with Needham & Company, LLC. Kyle has over 10 years of experience in the financial services industry. Kyle has worked at B. Riley FBR, INC. and McLean Securities, LLC. Kyle has a Series 7, 79, 87, and SIE licenses and has passed the Uniform Securities Agent State Law Examination (Series 63). Kyle is registered in California, Illinois, Massachusetts, and New York. Kyle is a financial advisor with expertise in securities research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
MA
01/10/2018 - Present
Needham & Company, LLC (BOSTON MA)
CA
12/09/2015 - 01/02/2018
B. RILEY FBR, INC. (LOS ANGELES CA)
VA
09/15/2015 - 11/04/2015
MCLEAN SECURITIES, LLC (MCLEAN VA)
BC
Issued 12/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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