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Kyle Carson Fetherolf

Mizuho Securities USA LLC

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About Kyle Carson Fetherolf

Kyle Carson Fetherolf is a financial advisor with Mizuho Securities USA LLC. Kyle has over 20 years of experience in the financial industry. Kyle is registered to provide investment advice in all 50 states and the District of Columbia. Kyle holds the Series 7, Series 6, Series 55, Series 63, Series 52TO and Series 57TO licenses. Kyle has previously held positions with Goldenberg, Hehmeyer & Co., Assent LLC, Andover Brokerage, L.L.C., RBC Dain Rauscher Inc. and Securian Financial Services, Inc.

Firm Information

Kyle Fetherolf is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Fetherolf’s Registration & Firm History

NJ

07/08/2005 - Present

Mizuho Securities USA LLC (ISELIN NJ)

IL

05/20/2005 - 07/11/2005

GOLDENBERG, HEHMEYER & CO. (CHICAGO IL)

IL

03/03/2003 - 07/31/2003

ASSENT LLC (BOLINGBROOK IL)

NY

10/16/2002 - 03/03/2003

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

11/09/2001 - 10/04/2002

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MN

08/13/2001 - 11/14/2001

C.R.I. SECURITIES, INC. (ST. PAUL MN)

MN

08/13/2001 - 11/14/2001

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

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Licenses & Designations

BC

Issued 09/04/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 08/10/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kyle Carson Fetherolf.
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