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Kyle Arthur Spencer

Wells Fargo Securities, LLC

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About Kyle Arthur Spencer

Kyle Arthur Spencer is a registered representative with Wells Fargo Securities, LLC. Kyle has over 15 years of experience in the financial services industry and is a Series 7, 9, 10, 66 and SIE licensed professional. Kyle has held previous positions with UBS Financial Services Inc. and Wells Fargo Advisors, LLC.

Firm Information

Kyle Spencer is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Spencer’s Registration & Firm History

NY

10/02/2017 - Present

Wells Fargo Securities, LLC (New York NY)

MO

07/17/2014 - 06/29/2017

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

NJ

06/11/2013 - 06/30/2014

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

IL

01/01/2008 - 05/31/2013

WELLS FARGO ADVISORS, LLC (ORLAND PARK IL)

NJ

07/24/2007 - 01/03/2008

A. G. EDWARDS & SONS, INC. (WARREN NJ)

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Licenses & Designations

BOTH

Issued 08/04/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/17/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kyle Arthur Spencer.
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