Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Anthony Slupecki is a registered representative with Charles Schwab & CO., Inc. He is a veteran in the industry, having been active since August 2006. Kyle has a wide range of experience, having previously been associated with TD AMERITRADE, INC. and Ameriprise Financial Services, Inc.. He has also passed several industry exams, including Series 66, Series 10, Series 9, Series 24, SIE and Series 7. He is currently registered with the state of New Hampshire, and is licensed to provide brokerage services in 47 states. Kyle is also a registered investment advisor representative with Charles Schwab & CO., Inc. in the state of New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NH
01/26/2022 - Present
Charles Schwab & CO., Inc. (Bedford NH)
NH
04/06/2009 - 05/19/2024
TD AMERITRADE, INC. (Bedford NH)
CT
08/01/2006 - 03/27/2009
AMERIPRISE FINANCIAL SERVICES, INC. (EAST HARTFORD CT)
BOTH
Issued 08/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/25/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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