Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kyle? Claim Your ProfileKyle Alexander Codey is a financial advisor with Oppenheimer & Co. Inc. Kyle is registered with the state of Connecticut and holds the Series 7, Series 9, Series 10, Series 63, and Series 66 licenses. Kyle has been in the financial services industry since November 3, 2018. Prior to joining Oppenheimer & Co. Inc., Kyle worked at Pruco Securities, LLC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, Charles Schwab & Co., Inc., and TD Ameritrade, Inc. Kyle is also a Certified Financial Planner. Kyle specializes in retirement planning, investment management, insurance planning, estate planning, and tax planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
05/04/2023 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
NY
02/22/2022 - 04/20/2023
PRUCO SECURITIES, LLC. (New York NY)
NY
05/12/2020 - 02/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
08/17/2018 - 10/11/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
TX
11/14/2017 - 04/23/2018
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kyle Codey is the right advisor for you? Invested Better is here to help.
