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Kyle Alan Lafountain

National Financial Services LLC

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About Kyle Alan Lafountain

Kyle Lafountain is a financial professional with experience in the industry since 2020. Kyle is currently registered with National Financial Services LLC. Kyle has a Series 7, Series 9, Series 10, Series 63 and Series 99TO licenses. In the past, Kyle was also registered with Fidelity Brokerage Services LLC.

Firm Information

Kyle Lafountain is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kyle Lafountain’s Registration & Firm History

TX

06/26/2023 - Present

National Financial Services LLC (WESTLAKE TX)

NH

12/14/2018 - 11/19/2021

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 12/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/08/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/26/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/14/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/06/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kyle Alan Lafountain.
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