Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwun (kevin)? Claim Your ProfileKwun (kevin) Wong is an experienced financial professional with over 25 years in the industry. Kwun (kevin) is a Registered Representative of LPL Financial LLC and is also registered as an Investment Advisor Representative in Delaware, New Jersey, and Pennsylvania. Kwun (kevin) previously worked at M&T Securities, INC., Citizens Securities, INC., and HSBC Securities (USA) INC. Kwun (kevin) holds a variety of licenses and certifications including Series 63, 66, 7, 9, 10, and 24. Kwun (kevin) specializes in providing financial advice and services to individuals, families, businesses, and institutions. Kwun (kevin)'s goal is to help clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
06/22/2021 - Present
LPL Financial LLC (HOCKESSIN DE)
PA
01/27/2020 - 06/09/2021
M&T SECURITIES, INC. (PHILADELPHIA PA)
PA
05/31/2013 - 01/15/2020
CITIZENS SECURITIES, INC. (PAOLI PA)
PA
04/28/2006 - 05/28/2013
HSBC SECURITIES (USA) INC. (PHILADELPHIA PA)
NY
06/30/2005 - 04/17/2006
COMMERCE CAPITAL MARKETS, INC. (NEW YORK NY)
NY
01/01/2005 - 06/30/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/04/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NE
09/28/1999 - 01/01/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/22/1997 - 09/24/1999
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
12/04/1996 - 10/27/1997
GKN SECURITIES CORP. (NEW YORK NY)
NJ
01/19/1996 - 05/28/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 03/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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