Invested Better
Unclaimed

Unclaimed

Unclaimed

Kwong ming jeffrey Tse

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kwong ming jeffrey? Claim Your Profile

About Kwong ming jeffrey Tse

Kwong ming jeffrey Tse is a registered representative at Scotia Capital (usa) Inc. Kwong ming jeffrey Tse has been active in the financial services industry for over 0 years. Kwong ming jeffrey Tse is currently registered with the Financial Industry Regulatory Authority (FINRA) and is registered to sell securities in 52 states.

Firm Information

Kwong ming jeffrey Tse is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kwong ming jeffrey Tse’s Registration & Firm History

NY

05/22/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

Not sure if Kwong ming jeffrey Tse is right for you?

Licenses & Designations

BC

Issued 05/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/10/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kwong ming jeffrey Tse.
Not sure if Kwong ming jeffrey Tse is right for you?