Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwok? Claim Your ProfileKwok Kwong is a financial professional with over 10 years of experience in the securities industry. Kwok is currently registered with JCC Capital Markets, LLC in Pasadena, California. Previously, Kwok was registered with South Lake Avenue Securities Corporation in Pasadena, California. Kwok is a licensed Series 62, 63, 79TO and SIE representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/28/2012 - Present
JCC Capital Markets, LLC (PASADENA CA)
CA
11/24/2009 - 09/24/2010
SOUTH LAKE AVENUE SECURITIES CORPORATION (PASADENA CA)
BC
Issued 12/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure Kwok Kwong is the right advisor for you? Invested Better is here to help.
