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Kwang Yi

KEY Investment Services LLC

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About Kwang Yi

Kwang Yi is a financial advisor with over 10 years of experience in the industry. Kwang is currently registered with Key Investment Services LLC. Kwang has previously held positions with Fidelity Brokerage Services LLC, TD Ameritrade, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kwang specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses.

Firm Information

Kwang Yi is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kwang Yi’s Registration & Firm History

WA

02/22/2023 - Present

KEY Investment Services LLC (Bonney Lake WA)

UT

08/30/2021 - 09/23/2022

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

WA

07/11/2016 - 01/11/2021

TD AMERITRADE, INC. (SEATTLE WA)

WA

02/14/2014 - 07/05/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TACOMA WA)

WA

06/18/2013 - 02/10/2014

KEY INVESTMENT SERVICES LLC (FIFE WA)

WA

01/20/2012 - 03/14/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FEDERAL WAY WA)

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Licenses & Designations

BOTH

Issued 03/20/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kwang Yi.
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