Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwang yeon? Claim Your ProfileKwang yeon Kim is a registered representative with Finalis Securities LLC. Kwang yeon Kim is licensed in New York and holds the Series 63, Series 79TO, and SIE licenses. Kwang yeon Kim has been in the securities industry since August 5, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/06/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 07/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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