Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwang? Claim Your ProfileKwang Soo Kim is a financial advisor with over 20 years of experience in the industry. Kim is currently registered with LPL Financial LLC and has been with the firm since 2009. Prior to joining LPL Financial LLC, Kim was registered with PRUCO SECURITIES, LLC. Kim holds Series 6, 7, 24, 63, and 65 securities licenses and is registered to provide financial advice in California and New Jersey. Kim offers a wide range of financial services, including investment advisory, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/06/2009 - Present
LPL Financial LLC (LOS ANGELES CA)
CA
06/03/2002 - 10/05/2009
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
IA
Issued 10/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/30/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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