Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwan-rok? Claim Your ProfileKwan-rok Kong is a financial advisor with Ameriprise Financial Services, LLC. Kwan-rok is a registered investment advisor representative in New Jersey and New York. Kwan-rok has been in the financial industry since 2007 and has previously worked with Morgan Stanley and Merrill Lynch. Kwan-rok holds the Series 66, SIE, and Series 7 licenses and is currently registered in 12 states. Kwan-rok's specialties include working with trusts/estates, insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Kwan-rok provides advisory services including asset allocation, financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
08/27/2013 - 11/16/2018
MORGAN STANLEY (GREAT NECK NY)
NY
06/22/2012 - 08/29/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAYSIDE NY)
NY
04/23/2007 - 06/25/2012
EDWARD JONES (BAYSIDE NY)
BOTH
Issued 07/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kwan-rok Kong is the right advisor for you? Invested Better is here to help.
