Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwami? Claim Your ProfileKwami Austin is a financial professional with over 17 years of experience in the industry. Kwami is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC, serving clients from the Denver office. Kwami has a strong background in the industry, having previously worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and T. ROWE PRICE INVESTMENT SERVICES, INC. Kwami has a wide range of licenses and certifications, including Series 4, 6, 7, 24, 52TO, 53, 63 and 65. Kwami is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/31/2023 - Present
Robinhood Securities, LLC (Denver CO)
CO
03/31/2006 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
MD
11/29/2005 - 03/23/2006
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 05/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2014
Series 4 - Registered Options Principal Examination
BC
Issued 12/04/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/05/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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