Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwadwo? Claim Your ProfileKwadwo Adutwum has been in the financial services industry since 2008. Kwadwo is a Registered Representative and Investment Advisor Representative in the state of California and a Registered Representative in Texas. Kwadwo has extensive experience in providing financial advice and has held positions at several reputable firms including Citigroup, USAA, and Prudential. Currently, Kwadwo is a financial advisor at Morgan Stanley, a leading global financial services firm. Kwadwo specializes in providing investment advice and financial planning services to a diverse clientele, including individuals, families, businesses, and institutional investors. Kwadwo's commitment to understanding client needs and delivering personalized solutions has earned the respect of clients and peers alike.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/08/2022 - Present
Morgan Stanley (San Francisco CA)
CA
11/06/2018 - 07/21/2022
BANCWEST INVESTMENT SERVICES, INC. (HAYWARD CA)
CA
10/27/2017 - 11/28/2018
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
03/30/2017 - 10/31/2017
PRUCO SECURITIES, LLC. (SAN FRANCISCO CA)
CA
01/08/2016 - 07/22/2016
USAA FINANCIAL ADVISORS, INC. (SAN FRANCISCO CA)
CA
04/03/2013 - 11/05/2015
J.P. MORGAN SECURITIES LLC (SAN LORENZO CA)
CA
02/05/2008 - 02/21/2013
METLIFE SECURITIES INC. (SAN JOSE CA)
CA
10/12/2007 - 02/22/2008
WORLD GROUP SECURITIES, INC. (PLEASANTON CA)
IA
Issued 02/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/19/2011
Series 4 - Registered Options Principal Examination
BC
Issued 04/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kwadwo Adutwum is the right advisor for you? Invested Better is here to help.
