Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kwabena? Claim Your ProfileKwabena Leek is a financial advisor in Saint Paul, Minnesota with over 20 years of experience in the financial services industry. Kwabena has been registered with U.S. Bancorp Investments, Inc. since March 2023. Prior to joining U.S. Bancorp Investments, Kwabena worked at Nationwide Investment Services Corporation, Cambridge Investment Research, Inc., North Capital Private Securities Corporation, Security Capital Brokerage, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE Securities LLC, Chase Investment Services Corp., and others. Kwabena holds Series 6, 7, 52, 53, 63, 65 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
03/10/2023 - Present
U.s. Bancorp Investments, Inc. (Saint Paul MN)
OH
09/22/2021 - 03/10/2023
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
GA
02/25/2016 - 09/07/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)
UT
03/09/2015 - 04/01/2015
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)
GA
07/28/2014 - 11/05/2014
SECURITY CAPITAL BROKERAGE, INC. (ATLANTA GA)
GA
11/20/2012 - 07/16/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
05/25/2012 - 07/27/2012
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
09/09/2010 - 04/23/2012
CHASE INVESTMENT SERVICES CORP. (ATLANTA GA)
GA
08/13/2008 - 08/31/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
08/02/2007 - 05/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
05/03/2007 - 06/11/2007
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
09/13/2005 - 03/09/2007
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
NY
09/10/2004 - 09/22/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
GA
04/19/2002 - 09/13/2002
THE MALACHI GROUP, INC. (ATLANTA GA)
NC
05/30/2001 - 05/16/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
08/29/2000 - 02/13/2001
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 10/07/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/08/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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