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Kushal Saha

Mizuho Securities USA LLC

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About Kushal Saha

Kushal Saha is a financial professional with over 20 years of experience in the industry. He is currently registered with Mizuho Securities USA LLC and has held previous roles at Deutsche Bank Securities Inc., SunTrust Robinson Humphrey, Inc., Kema Partners LLC, Cascadia Capital, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, State Street Global Markets, LLC, and J.P. Morgan Securities Inc. Kushal Saha holds Series 7, Series 63, Series 79TO, and SIE licenses and is registered in 52 states.

Firm Information

Kushal Saha is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kushal Saha’s Registration & Firm History

CA

07/26/2023 - Present

Mizuho Securities USA LLC (SAN FRANCISCO CA)

CA

04/27/2020 - 06/14/2023

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

CA

11/15/2013 - 04/06/2020

SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)

WA

08/02/2012 - 10/25/2013

KEMA PARTNERS LLC (SEATTLE WA)

WA

05/07/2010 - 07/23/2012

CASCADIA CAPITAL, LLC (SEATTLE WA)

NY

05/11/2007 - 03/30/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

09/24/2004 - 04/03/2007

WACHOVIA CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

MA

10/18/2002 - 08/23/2004

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NY

10/19/2001 - 05/06/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kushal Saha.
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