Unclaimed
Kurtis Lennox Padmore is a financial advisor registered with HSBC Securities (USA) Inc. in Chatham, NJ. Kurtis has been in the industry since 2010 and is currently licensed in Connecticut, New Jersey and New York. Kurtis holds the Series 6, Series 7TO, and Series 63 licenses. Kurtis also has experience with J.P. Morgan Securities LLC and Chase Investment Services Corp. Kurtis is affiliated with HSBC Securities (USA) Inc., which has an approximate total of $50 billion in regulatory assets under management. HSBC Securities (USA) Inc. offers financial advisory services including selection of other advisers, portfolio management for businesses, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
03/10/2015 - Present
Hsbc Securities (usa) Inc. (CHATHAM NJ)
NY
10/01/2012 - 02/18/2015
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
03/24/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
BC
Issued 05/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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