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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurtis? Claim Your ProfileKurtis Maltby is a financial advisor with Morgan Stanley, a large financial services firm. Kurtis has been in the financial services industry since 2005, and has experience at several firms prior to joining Morgan Stanley. Kurtis holds licenses in both Broker-Dealer and Investment Advisor capacities and provides financial planning services. Kurtis is registered in 43 states and holds the Series 7, Series 63, Series 66, and SIE licenses. Kurtis specializes in providing financial planning services and investment management for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
02/12/2016 - Present
Morgan Stanley (Waukesha WI)
WI
12/08/2009 - 02/23/2016
H. BECK, INC. (ELM GROVE WI)
WI
07/29/2008 - 12/07/2009
SII INVESTMENTS, INC. (BROOKFIELD WI)
WI
05/31/2007 - 07/16/2008
CATHOLIC FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)
WI
03/12/2007 - 05/18/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BROOKFIELD WI)
AZ
03/24/2005 - 02/28/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (CHANDLER AZ)
BOTH
Issued 08/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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