Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Wallace Carroll is a financial advisor with Northwestern Mutual Investment Services, LLC in San Diego, California. Kurt has been in the industry for over 1 year. Kurt holds FINRA Series 63, 7, and 6 licenses and is registered in both California and Massachusetts. Kurt is licensed to provide investment advice and investment products. Kurt has experience working with individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/22/2022 - Present
Northwestern Mutual Investment Services, LLC (SAN DIEGO CA)
BC
Issued 02/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Kurt Carroll is the right advisor for you? Invested Better is here to help.
