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Kurt Vonderahe

Wells Fargo Securities, LLC

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About Kurt Vonderahe

Kurt Vonderahe has over 20 years of experience in the financial services industry. Kurt is a registered representative with Wells Fargo Securities, LLC, and is licensed to conduct securities business in all 50 states. Prior to joining Wells Fargo Securities, LLC, Kurt was employed by BMO Capital Markets Corp., Southwest Securities, Inc., and Stonegate Securities, Inc. Kurt holds the Series 7, Series 24, and Series 63 licenses as well as several other product specific licenses.

Firm Information

Kurt Vonderahe is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kurt Vonderahe’s Registration & Firm History

NY

05/20/2022 - Present

Wells Fargo Securities, LLC (New York NY)

NY

11/03/2005 - 04/29/2022

BMO CAPITAL MARKETS CORP. (New York NY)

TX

08/26/2004 - 09/06/2005

SOUTHWEST SECURITIES, INC. (DALLAS TX)

TX

08/08/2001 - 03/19/2003

STONEGATE SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 01/11/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kurt Vonderahe.
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