Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Uzbay is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Melville, New York. Kurt has been in the securities industry since June 14, 1994. Kurt has a Series 7, Series 31, and Series 63 license. Kurt also holds a SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/30/2018 - Present
Stifel, Nicolaus & Company, Inc. (MELVILLE NY)
NY
06/01/2009 - 05/13/2014
MORGAN STANLEY (MELVILLE NY)
NY
07/13/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
10/25/1999 - 07/25/2007
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NJ
07/26/1996 - 11/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/15/1994 - 08/02/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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