Unclaimed
Kurt Fasen is a financial advisor who has been in the industry for over 30 years. Kurt is currently registered with The Leaders Group, Inc., and is a Series 6, 26 and 63 licensed professional. Prior to joining The Leaders Group, Kurt was affiliated with VOYA AMERICA EQUITIES, INC., WASHINGTON SQUARE SECURITIES, INC. and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/09/2018 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
12/21/2001 - 07/10/2018
VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
CT
08/10/1998 - 12/21/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NJ
07/03/1991 - 07/28/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/03/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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