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Kurt Thomas Fasen

THE Leaders Group, Inc.

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About Kurt Thomas Fasen

Kurt Fasen is a financial advisor who has been in the industry for over 30 years. Kurt is currently registered with The Leaders Group, Inc., and is a Series 6, 26 and 63 licensed professional. Prior to joining The Leaders Group, Kurt was affiliated with VOYA AMERICA EQUITIES, INC., WASHINGTON SQUARE SECURITIES, INC. and PRUCO SECURITIES CORPORATION.

Firm Information

Kurt Fasen is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kurt Fasen’s Registration & Firm History

CO

10/09/2018 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MN

12/21/2001 - 07/10/2018

VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)

CT

08/10/1998 - 12/21/2001

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NJ

07/03/1991 - 07/28/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

07/03/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 03/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kurt Thomas Fasen.
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